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PECB Certified ISO/IEC 27001 Lead Auditor exam (ISO-IEC-27001-Lead-Auditor中文版) Sample Questions (Q62-Q67):

NEW QUESTION # 62
您是經驗豐富的審核團隊領導,指導審核員進行培訓。
您的團隊目前正在對代表外部客戶儲存資料的組織進行第三方監督審核。接受培訓的審核員的任務是審查適用性聲明 (SoA) 中列出的並在現場實施的人員控制措施。
從以下內容中選擇您希望接受培訓的審核員審查的四項控制措施。

  • A. 遠距工作安排
  • B. 如何實施針對惡意軟體的防護
  • C. 現場閉路電視和門禁系統的運行
  • D. 保密與保密協議
  • E. 對人員進行驗證檢查
  • F. 資訊安全意識、教育與培訓
  • G. 機構對資訊刪除的安排
  • H. 組織的業務連續性安排

Answer: A,D,E,F

Explanation:
The PEOPLE controls are related to the human aspects of information security, such as roles and responsibilities, awareness and training, screening and contracts, and remote working. The auditor in training should review the following controls:
* Confidentiality and nondisclosure agreements (A): These are contractual obligations that bind the employees and contractors of the organisation to protect the confidentiality of the information they handle, especially the data of external clients. The auditor should check if these agreements are signed, updated, and enforced by the organisation. This control is related to clause A.7.2.1 of ISO/IEC 27001:
2022.
* Information security awareness, education and training : These are activities that aim to enhance the knowledge, skills, and behaviour of the employees and contractors regarding information security. The auditor should check if these activities are planned, implemented, evaluated, and improved by the organisation. This control is related to clause A.7.2.2 of ISO/IEC 27001:2022.
* Remote working arrangements (D): These are policies and procedures that govern the information security aspects of working from locations other than the organisation's premises, such as home or public places. The auditor should check if these arrangements are defined, approved, and monitored by the organisation. This control is related to clause A.6.2.1 of ISO/IEC 27001:2022.
* The conducting of verification checks on personnel (E): These are background checks that verify the identity, qualifications, and suitability of the employees and contractors who have access to sensitive information or systems. The auditor should check if these checks are conducted, documented, and reviewed by the organisation. This control is related to clause A.7.1.1 of ISO/IEC 27001:2022.
References:
* ISO/IEC 27001:2022, Information technology - Security techniques - Information security management systems - Requirements
* PECB Candidate Handbook ISO/IEC 27001 Lead Auditor, 1
* ISO 27001:2022 Lead Auditor - IECB, 2
* ISO 27001:2022 certified ISMS lead auditor - Jisc, 3
* ISO/IEC 27001:2022 Lead Auditor Transition Training Course, 4
* ISO 27001 - Information Security Lead Auditor Course - PwC Training Academy, 5


NEW QUESTION # 63
下列哪一項描述了第一階段審核的主要目的?

  • A. 確定第二階段的準備情況
  • B. 了解組織
  • C. 檢查組織是否遵守法律
  • D. 編制審核計劃

Answer: A

Explanation:
The main purpose of a Stage 1 audit is to evaluate the adequacy and effectiveness of the organisation's ISMS documentation, and to assess whether the organisation is prepared for the Stage 2 audit, where the implementation and operation of the ISMS will be verified. The Stage 1 audit also involves verifying the scope, objectives, and context of the ISMS, as well as identifying any areas of concern or nonconformities that need to be addressed before the Stage 2 audit.
References:
* ISO/IEC 27001:2022 Lead Auditor (Information Security Management Systems) objectives and content from Quality.org and PECB
* ISO/IEC 27006:2015 Information technology - Security techniques - Requirements for bodies providing audit and certification of information security management systems Section 7.3.1


NEW QUESTION # 64
在測試的基礎上實施計劃 - 這屬於 PDCA 的哪一部分

  • A. 執行
  • B. 檢查
  • C. 行動
  • D. 計劃

Answer: A

Explanation:
The PDCA cycle is a four-step method for managing and improving processes. The steps are Plan, Do, Check, and Act. In the Plan phase, the objectives and scope of the process are defined, and the resources and activities are planned. In the Do phase, the process is implemented on a test basis, and the results are recorded and analyzed1. Reference: ISO/IEC 27001:2022 Lead Auditor (Information Security Management Systems) | CQI | IRCA


NEW QUESTION # 65
某組織正在尋求管理系統初始認證。請確定組織將進行的活動的順序。
要完成序列,請按一下要完成的空白部分,使其以紅色突出顯示,然後從下面的選項中按一下適用的文字。或者,您可以將選項拖曳到適當的空白部分。

Answer:

Explanation:


NEW QUESTION # 66
在第三方認證審核的背景下,哪兩個選項規定了審核組長在管理審核和審核小組的管理職責?

  • A. 頒發管理體系證書
  • B. 審核高階管理人員
  • C. 採用風險為本的方法來規劃審核
  • D. 採訪 ISMS 經理
  • E. 準備審核不合格報告
  • F. 與受審核方建立聯繫

Answer: C,F

Explanation:
In the context of a third-party certification audit, the management responsibilities of the audit team leader in managing the audit and the audit team include adopting a risk-based approach to planning the audit and establishing contact with the auditee. A risk-based approach to planning the audit means that the team leader should consider the risks and opportunities that may affect the achievement of the audit objectives, the scope and criteria, the audit methods and techniques, the allocation of resources and the assignment of tasks to the audit team members. Establishing contact with the auditee means that the team leader should communicate with the auditee before, during and after the audit, to confirm the audit arrangements, to obtain relevant information, to address any issues or concerns, to provide feedback and to report the audit results and conclusions. Reference: = ISO 19011:2022, clauses 6.4.1 and 6.4.2; PECB Candidate Handbook ISO 27001 Lead Auditor, pages 24 and 25.


NEW QUESTION # 67
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